Fiduciary Standard Expansion Law

Last week I wrote about the difference between the fiduciary standard and the suitability standard. I explained that brokers and brokerage houses are only required to give advice that is “suitable” for investors whereas Registered Investment Advisors (RIA) and Investment Advisor Representatives (IAR) are required to act in an investor’s “best interest.”   If you […]

Financially Sophisticated

We have all heard the phrase, “You don’t know what you’ve got till it’s gone,” and we have all likely found it to be true on more than a few occasions. What’s worse than simply not knowing what you have is not even being aware that you are at risk of losing it.   This […]